The Bernstein Law Firm

Dadeland Centre, 10th Floor
9155 South Dadeland Blvd.
Miami, Florida, 33156

Tel 305.670.8877
Toll Free 877.670.8877
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Home >> Unauthorized Trading

Miami Unauthorized Trading Attorney

A broker may not execute transactions without the investor's approval or knowledge on accounts that are non-discretionary.

If the investor has not expressly given his permission for a trade, either written or orally, the trade is considered unauthorized and can give rise to a claim if the trade looses money.


To help us evaluate whether you have a claim regarding "Unauthorized Trading", call The Bernstein Law Firm, at (305) 670-8877, or contact us for a free initial consultation with a Miami attorney.
> Auction Rate Securities
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> Breach of Fiduciary Duty
> Failure to Supervise
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> Suitability
> Unauthorized Trading
> Failure To Execute
> Derivatives
> Securities Arbitration
> Securities Fraud
The Bernstein Law Firm - Personal Injury and Securities Law
info@bernsteinlaw1.com
Tel 305.670.8877
Toll Free 877.670.8877
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