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Home >> Unauthorized Trading

Miami Unauthorized Trading Attorney

A broker may not execute transactions without the investor's approval or knowledge on accounts that are non-discretionary.

If the investor has not expressly given his permission for a trade, either written or orally, the trade is considered unauthorized and can give rise to a claim if the trade looses money.

To help us evaluate whether you have a claim regarding "Unauthorized Trading", call The Bernstein Law Firm, at (305) 670-8877, or contact us for a free initial consultation with a Miami attorney.

• Auction Rate Securities
• Variable Annuities
• Misrepresentation & Omissions
• Overconcentration
• Negligence
• Breach of Fiduciary Duty
• Failure to Supervise
• Churning
• Suitability
• Unauthorized Trading
• Failure To Execute
• Derivatives
• Securities Arbitration
• Securities Fraud

info@bernsteinlaw1.com

Tel (305) 670-8877

Toll Free 1-877-670-8877